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Smarsh · 2020

Echo Cancellation

Bringing AI to compliance supervision — cutting reviewer effort by a fifth, with zero tolerance for missed risk.

Role
Senior Product Manager
Company
Smarsh
Year
2020
Domain
Financial compliance
Compliance supervision data visualization

Overview

Echo Cancellation was Smarsh's first AI capability inside Enterprise Supervision — the platform global banks, broker-dealers, and insurers use to review regulated communications. I owned it end to end: from the customer insight that framed the problem, through the design of a production pilot, to general availability.

The problem

Compliance review teams drown in noise. In email supervision, a single flagged message gets quoted and re-quoted as people reply and forward — so one genuine hit “echoes” into dozens of redundant alerts, re-emerging every time someone picks the thread back up. These echoes were estimated to account for roughly half of the low-value alerts in a supervision system, and no reliable method existed to separate new content from old across a thread.

What I built

As the product manager I designed the echo-detection algorithm — the rules that decide, for every new alert, whether it carries genuine risk or is an exact echo of already-reviewed content. I owned that detection logic end to end, then worked with engineering to ship it and with our financial-services clients to make it controllable at the policy level — and to hold it to three principles a regulated buyer won't compromise on:

Full transparency

Every message judged an echo is recorded and kept — the system suppresses redundant review without creating blind spots.

An auditable record

Each suppressed alert stays discoverable in the supervision queue, so the review trail is complete and unambiguous.

Re-openable by design

Anything closed by the algorithm can be reopened and pushed back through the review workflow at any time.

Validation & results

We validated it in a six-week pilot inside the production system of a Tier-1 global asset-management institution — running Echo Cancellation live but leaving items open, so human reviewers' decisions could be compared directly against the model. Every conflict between the two was investigated by hand.

20%
reduction in review effort
100%
precision — zero false negatives
130K
policy triggers analyzed
6 wks
production pilot, Tier-1 global bank

Not a single determination needed reversal — 100% precision, no false negatives. The client's compliance-technology leadership endorsed rolling it out to production immediately, and the capability shipped to general availability.

Read the full solution brief

Smarsh, 2020 · PDF · the original capability brief and pilot results